Tel: (800) 554-5311

132 Maple St, 2nd Fl, Croton On Hudson, NY 10520

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What exactly is a Registered Investment Advisor?


A Registered Investment Advisor (RIA) is an entity that is registered with the Securities and Exchange Commission (SEC) and is subject to the Investors Advisor Act of 1940. An RIA must follow a Fiduciary standard, which always puts the client’s interest first. This is a higher legal standard than registered representatives of Broker-Dealers are held to; their standard is “Suitability” – simply that the recommendation is suitable for the Client.

What are your fees?


Depending on the services rendered, our hourly fee ranges from $150-300.


See our investment management fee schedule below. The maximum fee for accounts over $200,000 is 0.60% annually. We believe this is substantially below the fees charged by similar advisors or broker dealers offering similar services.* We are able to do this by using cutting edge technology and carefully managing our overhead. Our clients benefit from these savings. We use a “household” or “family member” system of aggregating assets for the purpose of determining fees.


The following are the fees charged by Hudson View Advisors, LLC for services provided:


HVALLC will not be compensated on the basis of a share of capital gains upon or capital appreciation of the funds or any portion of the funds of the Account. There is no account minimum. Assets under management with less than $200,000 pay 0.72% annually.


Portfolio Management Fees


Total Assets Under Management


Annual Fee


$200,000 – $2,500,000 0.60%
$2,500,001 – $5,000,000 0.50%
$5,000,001 – $10,000,000 0.30%
$10,000,001 – and up 0.25%


*A recent (2017) study By Cerulli Associates was highlighted in the Wall Street Journal, March 19, 2018, page R4

“Average fees reported by advisors based on client size”

Assets Under Management Average Fees
$100,000 1.30%
$300,000 1.22
$750,000 1.08
$1.5 million 0.95
$5 million 0.76
$10 million 0.64


Where are our investments held?


We are not custodians. The custodian we use is TDAmeritrade, one of the largest and most utilized custodians in the Industry.


Can you make recommendations to us for an attorney/accountant/insurance agent/etc.?


We absolutely can, especially if you live in the tri-state area. We have excellent relations with other professionals.


What is the next step?


Contact us by phone or email! We can arrange for a meeting either at our office or your office or home. Of course there is no fee for this. We view this as an opportunity to apply for the position of your Financial Counselor.